§ 229.307. (Item 307) Disclosure controls and procedures.
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/us/cfr/t17/s§ 229.307·A research copy — for the controlling text, always check the official state or federal source. Not legal advice.
Disclose the conclusions of the registrant's principal executive and principal financial officers, or persons performing similar functions, regarding the effectiveness of the registrant's disclosure controls and procedures (as defined in § 240.13a-15(e) or § 240.15d-15(e) of this chapter) as of the end of the period covered by the report, based on the evaluation of these controls and procedures required by paragraph
(b)of § 240.13a-15 or § 240.15d-15 of this chapter. \[68 FR 36663, June 18, 2003\]
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- NoticesInterpretation
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- Presidential DocumentsFinal rule; request for comments
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§ 229.307
(Item 307) Disclosure controls and procedures.
Fed. Reg.×15
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